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Regulatory Compliance

Regulatory compliance means conforming to a specification or policy, standard or law that has been clearly defined. Compliance is an important mechanism that supports effective governance. Compliance with regulatory requirements and an organization’s own policies are a critical component of effective risk management.

 

Public Company Accounting Oversight Board

The PCAOB is a private-sector, non-profit corporation, created by the Sarbanes-Oxley Act of 2002, to oversee the auditors of public companies in order to protect the interests of investors and further the public interest in the preparation of informative, fair, and independent audit reports. Learn More>>


Electronic Signatures in Global and National Commerce Act (E-SIGN Act)
This article provides additional information on the E-SIGN Act. Learn More>>